Manager, Anti Money Laundering & Terrorist Financing Prevention

About Haywood Haywood Securities is an investment firm that values its independence and its entrepreneurial spirit. Our analysts and advisors seek proven management in young companies that are built around fresh ideas with the potential for rapid growth in the energy, mining, technology and special situation sectors. Haywood offers these investment opportunities to a select group of qualified investors in both the institutional and retail markets. At Haywood, we foster long-term relationships with the companies we support through our often multiple financings in the capital markets and our ongoing advisory services. Our goal is not only to ensure the success of the venture, but also to build enduring value for our investors. At Haywood, we continually strive to enhance our practice of providing clients with ideas and investments that are well-founded and profitable. Our greatest strength lies in our skilled and dedicated employees who are supported by a work environment that promotes creativity and performance. About the position Haywood Securities Inc./Haywood Securities (USA) Inc. is seeking an experienced Manager, Anti-Money Laundering and Anti-Terrorist Financing (Manager, AML/ATF) to join our team in either our Vancouver or Toronto offices. Reporting to the V.P. Compliance, you will play a critical role in the enhancement, implementation and execution of an AML/ATF program that satisfies the PCMLTF Act and Regulations, and CIRO regulatory requirements. Responsibilities include: * Monitor regulatory changes, industry developments, and emerging risks related to AML/ATF and sanctions * AML/ATF program oversight, designed to ensure adherence with federal and industry requirements and best practice. * Recommend solutions to optimize the effectiveness and the efficiency of the AML/ATF Program, supporting the evolution of the processes, tools and systems. * Oversee and/or conduct AML/ATF sanctions screening, transaction monitoring and enhanced due diligence activities, prepare risk assessments and investigation reports, completing prescribed reporting, and keep detailed AML/ATF records * Work closely with the other compliance teams in managing account and transaction related AML/ATF risk indicia. * Support the V.P. Compliance in completing the firm’s AML risk assessments, managing the AML effectiveness review and delivering AML/ATF training. * Promote AML risk management culture through the design and reporting on key metrics and risks to senior leaders and compliance management on the status of the AML/ATF Program. Requirements: * Minimum 6 to 8 years of relevant AML/ATF experience with preferably at least 2 years in an investment dealer or regulatory agency. * Strong understanding of applicable Canadian AML/ATF laws and regulations and knowledge of US AML/ATF requirements and global regulatory trends. * Completion of CAMS, the Canadian Securities Course and/or the Securities Industry Essentials course is an asset. * Excellent analytical, problem solving, organizational and communication skills are a must. * Professional demeanor in all forms of interpersonal communication. * Proactive approach to job responsibilities. Flexible personality to take on new challenges as they arise and ability to excel within a team environment. Why Haywood Haywood understands that its greatest strength lies in our skilled and dedicated employees. Whether you are just starting out in the work force or beginning a new career path, Haywood offers a challenging environment well-suited to those with an entrepreneurial spirit. Haywood believes in supporting its employees to enable them to meet their full potential. We offer competitive salaries as well as opportunities for professional and personal development. We also offer a full suite of competitive benefits which includes extended health, dental, long-term disability, life insurance and accidental death and dismemberment coverage. Job Details Status: Permanent full-time Location: Vancouver/Toronto Compensation: $110,000 - $140,000 Vacancy: This is an existing position Please note, to be considered for employment at Haywood, candidates will need to provide proof of eligibility to work in Canada. We would like to thank all candidates for their interest in this position, however only qualified candidates will be contacted. No phone calls will be accepted.

The Manager will oversee the implementation and execution of an AML/ATF program to ensure compliance with PCMLTF Act and CIRO requirements. Key duties include monitoring regulatory changes, conducting sanctions screening, and reporting risk metrics to senior leadership.

Candidates need 6 to 8 years of relevant AML/ATF experience, preferably within an investment dealer or regulatory agency. A strong understanding of Canadian and US AML laws is required, with CAMS or CSC certifications considered an asset.

• Extended Health • Dental • Long-term Disability • Life Insurance • Accidental Death and Dismemberment Coverage • Professional Development • Personal Development

Relevées dans la description du poste. Confirmez les exigences importantes ci-dessus.

• AML/ATF Program Oversight
• Sanctions Screening
• Transaction Monitoring
• Enhanced Due Diligence
• Risk Assessment
• Regulatory Compliance
• Analytical Skills
• Problem Solving
• Organizational Skills
• Communication Skills

• Finance & Accounting
• Legal
• Management & Leadership
• Security & Safety

Formation minimale

Diplôme professionnel

Expérience minimale

5+ ans

Langue de l’offre

anglais

Heures de travail

40 heures par semaine